top of page


Senior Vice President, Wealth Management Services; Investment Consultant, Chief Compliance Officer


Rick L. Horton has been dedicated to guiding clients toward their financial goals since 1985. Over the course of his distinguished investment career, he has garnered the trust of clients nationwide. Recognizing the weighty responsibility of advising on financial assets, Rick is committed to ensuring that each client's financial plan aligns with their desired risk levels and objectives. His success is rooted in the provision of honest and high-quality financial advice, always prioritizing the ultimate benefit of his clients.

As the Senior Vice President of Wealth Management Services at our Scottsdale, Arizona location, Rick serves as a registered investment advisor representative. His professional accolades include holding the Certified Estate Planner (CEP) designation and the Accredited Investment Fiduciary (AIF) designation, highlighting his commitment to maintaining the highest standards of expertise and professionalism.

Rick's dedication to excellence is underscored by his recognition as a Phoenix Five Star Wealth Manager by Phoenix Magazine for each of the last four years. This accolade stands as a testament to his ongoing commitment to delivering exceptional financial guidance and solidifying his reputation as a trusted leader in the field.

bottom of page